Joseph Olexa Allegedly Executed Transactions Involving Corporate Bonds

Joseph OlexaPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that Indiana-based Morgan Stanley broker/adviser Joseph Olexa has received a customer dispute that was denied. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olexa (CRD# 2939331).

Joseph Olexa has spent 17 years in the securities industry and has been registered with Morgan Stanley in Indianapolis, Indiana since 2009. Previous registrations include JP Morgan Securities in Indianapolis, Indiana (2006-2009) and Banc One Securities Corporation in Indianapolis, Indiana (2000-2006). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 22, 2001; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 18, 1997; Series 7 (General Securities Representative Examination), which he obtained on December 11, 2000; and Series 24 (General Securities Principal Examination), which he obtained on March 22, 2004. He is a registered broker and investment adviser with 19 US states and territories: Alaska, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Michigan, Missouri, Montana, Ohio, Pennsylvania, Tennessee, and Virginia. He is also registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Exchange, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint that was denied.

In October 2017 a customer alleged Joseph Olexa, while employed at JP Morgan, executed transactions involving corporate bonds, mutual funds and other securities that were inappropriate or made without specific knowledge or approval. The customer sought $650,050 in damages in the complaint, which was denied.

If you or someone you know has a complaint regarding Joseph Olexa, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.