Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 13, 2017 indicate that former California-based Ameriprise Financial Services broker/adviser Joseph Squillacioti was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Squillacioti (CRD# 432799).
Joseph Squillacioti has spent 44 years in the securities industry and was most recently registered with Ameriprise Financial Services in Irvine, California (2013-2017). Previous registrations include Wells Fargo Advisors in Anaheim, California; Bateman Eichler Hill Richards; Merrill Lynch; Blythe Eastman Dillon & Company; and Dean Witter & Company. He is currently not registered with any state or firm.
According to his BrokerCheck report, Joseph Squillacioti has received five customer complaints and was terminated from his former employer.
In May 2017 he was terminated from his position at Ameriprise Financial “for company policy violations related to solicitation requirements and repeat violations of firm policy.”
In 2000 a customer alleged Joseph Squillacioti, while employed at First Union Securities, churned investments, misrepresented material facts, and recommended unsuitable products. The complaint settled for $62,500.
In 2000 a customer alleged Joseph Squillacioti, while employed at First Union Securities, recommended an unsuitable margin purchase. The complaint settled for $6,880.
In 1992 In 2000 a customer alleged he recommended unsuitable and speculative investments. The complaint settled in 1994 for $325,000.
If you or someone you know has complaints regarding Joseph Squillacioti, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.