Public records published by the Financial Industry Regulatory Authority (FINRA) on July 31, 2017 indicate that Texas-based IMS Securities broker/adviser Joshua Patterson has been named in several pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Patterson (CRD# 3077302).
Joshua Patterson has spent 19 years in the securities industry and has been registered with IMS Securities in Houston, Texas since 2002. Previous registrations include Morgan Stanley DW in Purchase, New York and UBS Painewebber in Weehawken, New Jersey. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with nine US states and territories.
According to his BrokerCheck report, he has received three pending customer complaints.
In March 2017 a customer alleged Joshua Patterson, while employed at IMS Securities, recommended and sold securities “without adequate due diligence and without reasonable basis,” breached his fiduciary duty, acted negligently, misrepresented material facts, and breached contract in connection to investments in equipment leasing securities and real estate investment trusts. The customer is seeking $1,233,805 in damages in the pending complaint.
In 2016 a customer alleged Joshua Patterson, while employed at IMS Securities, acted negligently, breached his fiduciary duty, and failed in to conduct adequate due diligence conerning variuos investments. The customer is seeking $100,000 in damages in the pending complaint.
In 2016 a customer alleged Joshua Patterson, while employed at IMS Securities, acted negligently, breached his fiduciary duty, over-concentrated the account, and misrepresented material facts related to an investment. The customer is seeking $3,000,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Joshua Patterson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.