Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 20, 2016 indicate that former Florida-based JP Morgan Securities broker Kazia Bekins is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Bekins (CRD# 4894814).
Kazia Bekins has spent eight years in the securities industry and was most recently registered with JP Morgan Securities in Boynton Beach, Florida (2012-2013). Previous registrations include Chase Investment Services Corporation in Boynton Beach, Florida (2010-2012); LPL Financial Corporation in Deerfield Beach, Florida (2009-2010); ING Financial Partners in Boca Raton, Florida (2006-2009); Ameriprise Financial Services in Boca Raton, Florida (2005-2006); and IDS Life Insurance Company in Minneapolis, Minnesota (2005-2006). She is currently not registered with any state or firm, nor licensed to act as a broker or an investment adviser.
According to her BrokerCheck report, Kazia Bekins is the subject of a customer complaint and resigned from her position at JP Morgan Securities.
In 2013, Kazia Bekins was “permitted to resign” from her position at JP Morgan Securities following allegations of “various document integrity issues related to client files… including the re-use of a signature page from a previously signed systematic withdrawal form, updates to documents not initialed by the client, client-signed incomplete documents and documents evidencing the use of correction fluid.”
In 2010, a customer alleged that Kazia Bekins, while employed at ING Financial Partners, never provided a variable annuity contract and did not issue the contract with the minimum guaranteed withdrawal benefit rider. The complaint settled for more than $70,600.
If you have lost money investing with Kazia Bekins, you may be able to collect lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency; Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.