Keith Yoder Received a Complaint for Violating Illinois Securities Laws

Keith YoderPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2017 indicate that Illinois-based Raymond James & Associates broker/adviser Keith Yoder has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yoder (CRD# 2231648).

Keith Yoder has spent 19 years in the securities industry and has been registered with Raymond James & Associates in Peoria, Illinois since 2011. Previous registrations include Robert W. Baird & Company in Peoria, Illinois; Caterpillar Securities in Peoria, Illinois; and ProEquities in Birmingham, Alabama. He has passed six securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 65 (Uniform Investment Adviser Law Examination); Series 31 (Futures Managed Funds Examination); Series 7 (General Securities Representative Examination); and Series 2 (Non-Member General Securities Examination). He is a registered broker and investment adviser with 25 US states and territories.

According to his BrokerCheck report, Keith Yoder has received one pending customer complaint.

In May 2017 a customer alleged Keith Yoder, while employed at Raymond James & Associates, negligently managed the account, violated FINRA conduct rules, breached contract, breached his fiduciary duty, committed fraud, acted negligently, and violated Illinois securities laws in connection to investments in equity listed products and limited partnership products. The customer is seeking $1,128,413 in damages in the pending complaint.

If you or someone you know has lost money investing with Keith Yoder, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.