Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that former Connecticut-based Foresters Financial Services broker Kenneth Delacruz was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Delacruz (CRD# 5339073).
Kenneth Delacruz has spent 10 years in the securities industry and was most recently registered with Foresters Financial Services in East Hartford, Connecticut (2007-2017). He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 28, 2007, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 13, 2007. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and was discharged from his former employer in connection to alleged rule violations.
In November 2017 a customer alleged Kenneth Delacruz, while employed at Foresters Financial Services, withdrew funds from the customer’s account at the instruction of the customer’s wife, without the customer’s knowledge and/or consent. The customer is seeking more than $224,600 in damages in the pending complaint.
In August 2017 he was terminated from his position at Foresters Financial Services following allegations he suppressed a letter from an attorney sent on behalf of a customer related to a customer complaint, in violation of firm policies and procedures.
If you or someone you know has a complaint regarding Kenneth Delacruz, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.