Kevin Wanner Investigated by North Dakota Securities Dep’t.

Kevin WannerAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former North Dakota-based Questar Capital broker Kevin Wanner is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Wanner (CRD# 1402627).

Kevin Wanner has spent thirty years in the securities industry and was most recently registered with Questar Capital in Bismarck, North Dakota (2006-2010; 2012-2015). Previous registrations include Woodbury Financial Services in Bismarck, North Dakota (2010-2012); USAllianz Securities in Bismarck, Maryland (2004-2006); Raymond James Financial in St. Petersburg, Florida (2002-2004); LM Financial Partners in New Orleans, Louisiana (1999-2002); Merrill Lynch in New York, New York (1998-2000); SunAmerica Securities in Phoenix, Arizona (1992-1998); Anchor National Financial Services (1991-1992); AG Edwards & Sons in St. Louis, Missouri (1990-1991); Edward Jones & Company in St. Louis, Missouri (1989-1990); John G. Kinnard & Company in Minneapolis, Minnesota (1989); F&G Securities (1988); and AMEV Investors (1985-1988). He is currently not registered with any state or firm.

According to his BrokerCheck report, Kevin Wanner is the subject of one regulatory investigation and was discharged from his position at Questar Capital.

In December 2015 the North Dakota Securities Department issued a cease-and-desist order against Kevin Wanner following allegations he offered and sold a “time certificate of deposit” that purported to represent an investment in an FDIC-insured interest-bearing account. Allegedly, Mr. Wanner misrepresented to customers that the funds would be deposited with FDIC member institutions, but instead deposit their funds to accounts he controlled, “for his own purpose.” The action remains pending.

In December 2015 Kevin Wanner was discharged from his position at Questar Capital following allegations he misrepresented an investment and deposited customer funds into accounts he controlled “for his own purpose.”

If you have complaints regarding Kevin Wanner, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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