The securities and investment fraud law firm is interested in speaking to investors who have complaints regarding Georgia-based NFP Advisor Services broker/adviser Kile Lewis (CRD# 2606798).
Kile Lewis has spent twenty years in the securities industry and has been registered with NFP Advisor Services in Alpharetta and Atlanta, Georgia since September 2015. He was previously registered with Investacorp, Incorporated in Alpharetta, Georgia (2008-2015); Ameriprise Financial Services in Alpharetta, Georgia (1995-2008); and IDS Life Insurance Company in Minneapolis, Minnesota (1995-2006). He is a registered broker and investment adviser in seventeen US states and territories.
According to his BrokerCheck report, Kile Lewis is the subject of one denied customer complaint and was discharged from his position at Investacorp.
In September 2015 Investacorp terminated Kile Lewis following allegations he failed to follow rules and firm policies with respect to approved investments.
In March 2015 a customer alleged Kile Lewis, while employed at Investacorp, failed to follow instructions, caused service issues, and executed unsuitable transactions. The customer sought $110,000 in damages in the complaint, which was denied.
According to FINRA rules and federal securities law, brokers like Kile Lewis are beholden to a fiduciary duty that requires them to act only in the best interests of their clients. This includes a responsibility to recommend suitable investments that take into account the client’s investment goals, experience, and risk tolerance. Brokers and investment advisers are not permitted to misrepresent or omit material facts related to an investment, as this might cause a customer to invest unsuitably. Brokers and firms who violate applicable rules and regulations may be subject to disciplinary action from FINRA or the Securities and Exchange Commission.
If you have lost money investing with Kile Lewis, you may be eligible to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you collect money. By law there is a limited window to file claims, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.