Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 idnicate that former Georgia-based Watchdog Capital broker Larry Aschebrook has been the subject of a customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Aschebrook (CRD# 5904857).
Larry Aschebrook has spent five years in the securities industry and was most recently registered with Watchdog Capital in Alpharetta, Georgia (2017). Previous registrations include Harbor Light Securities in Chicago, Illinois; Gentry Securities in Chicago, Illinois; and 1st Worldwide Financial Partners in Chicago, Illinois. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 62 (Corporate Securities Limited Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and one withdrawn customer complaint.
In 2015 a customer alleged Larry Aschebrook, while employed at Gentry Securities, misrepresented material facts and failed to disclose conflicts of interested in connection with unsuitable recommendations of “membership interests in multiple investment vehicles affiliated with Gentry Financial Holdings Group LLC (currently known as GSV Financial Group LLC).” The complaint settled in 2016 for $140,000.
In 2013 a customer alleged Larry Aschebrook, while employed at Gentry Securities, recommended an investment in a private placement product that failed to perform as expected. The customer sought $720,000 in damages in the complaint, which was withdrawn.
If you or someone you know has a complaint regarding Larry Aschebrook, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.