Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Oregon-based LPL Financial broker/adviser Laura Shean was recently discharged from her former employer in connection to alleged policy violations and is currently not affiliate with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Shean (CRD# 2628756).
Laura Shean has spent 21 years in the securities industry and was most recently registered with LPL Financial in Medford, Oregon (1999-2017). She was previously registered with Merrill Lynch in New York, New York (1996-1999). She has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on May 21, 2003; Series 65 (Uniform Investment Adviser Law Examination), which she obtained on February 13, 1996; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 8, 1995; Series 7 (General Securities Representative Examination), which she obtained on March 4, 1996; and Series 24 (General Securities Principal Examination), which she obtained on April 26, 2000. She is currently not registered with any state or firm.
According to her BrokerCheck report, she was recently terminated from her former employer and has received one customer complaint that was closed.
In November 2017 she was terminated from her position at LPL Financial following allegations she admitted accessing a customer’s funds for her own personal use.
In 2005 a customer alleged Laura Shean, while employed at Linsco/Private Ledger Corporation, misrepresented material facts in connection to a 401(k) plan. The customer sought unspecified damages in the complaint, which was closed with no action taken.
If you or someone you know has complaints regarding Laura Shean, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.