Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 18, 2017 indicate that California-based RBC Capital Markets broker/adviser Lawrence Holody has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Holody (CRD# 249125).
Lawrence Holody has spent 48 years in the securities industry and has been registered with RBC Capital Markets in Fresno, California since 2003. Previous registrations include Wachovia Securities in St. Louis, Missouri (1990-2003); Bateman Eichler Hill Richards (1990); Shearson Lehman Hutton in New York, New York (1977-1990); Shearson Hayden Stone (1974-1877); First California Company (1969-1975); and Hayden Stone (1974). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 5 (Interest Rate Options Examination); PC (AMEX Put and Call Exam); and Series 1 (Registered Representative Examination). He is a registered broker and investment adviser with 22 US states and territories: Arizona, California, Colorado, the District of Columbia, Florida, Georgia, Hawaii, Idaho, Kansas, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia and Washington.
According to his BrokerCheck report, he has received one pending customer complaint.
In August 2016 a customer alleged Lawrence Holody, while employed at RBC Capital Markets, recommended unsuitable investments and over-concentrated the account in “energy securities with Linn and Sandridge.” The customer is seeking $150,000 in damages in the pending complaint.
If you have lost money investing with Lawrence Holody, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.