Public records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that New York-based Wells Fargo Advisors broker/adviser Leonard Kinsman has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kinsey (CRD# 2816535).
Leonard Kinsey has spent nineteen years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Staten Island, New York since 2014. Previous registrations include Merrill Lynch in Staten Island, New York; Wells Fargo Advisors in Red Bank, New Jersey; Citigroup Global Markets in Staten Island, New Jersey; Citicorp Investment Services in Staten Island, New York; Royal Hutton Securities, which has been expelled by FINRA, in New York, New York; Meyers Pollock Robbins, which has been expelled by FINRA, in New York, New York; and Argent Securities in Atlanta, Georgia. He is a registered broker and investment adviser with eight US states and territories: California, Connecticut, Florida, Nevada, New Jersey, New York, Pennsylvania, and Texas.
According to his BrokerCheck report, Leonard Kinsman has received two customer complaints and two pending customer complaints.
In October 2016 a customer alleged Leonard Kinsman, while employed at Wells Fargo Advisors Financial Network, misrepresented the investment. The customer is seeking unspecified damages in the pending complaint.
In May 2016 while employed at Wells Fargo Advisors Financial Network, misrepresented and recommended unsuitable investments. The customer is seeking $50,000 in damages in the pending complaint.
In 2008 a customer alleged Leonard Kinsman, while employed at Citigroup Global Markets, engaged in unspecified misconduct related to the sale of auction rate securities. The complaint, to which Mr. Kinsman was not a party, settled for $200,626.
In 1998 a customer alleged Leonard Kinsman, while employed at Royal Hutton Securities, misrepresented material facts, omitted material facts, churned investments, and made unsuitable recommendations. The complaint settled for $180,000.
If you have complaints regarding or have lost money investing with Leonard Kinsman, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.