Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 14, 2017 indicate that California-based SCF Financial Services broker/adviser Leslie Rosenblatt, also known as Lee Rosenblatt, has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rosenblatt (CRD# 2576802).
Leslie Rosenblatt has spent twenty years in the securities industry and has been registered with SCF Securities in Fresno, California since July 2015. Previous registrations include WFG Investments in Plano, Texas; MML Investors Services in Dallas, Texas; AXA Advisors in Dallas, Texas; AIG Retirement Advisors in Dallas, Texas; and the Variable Annuity Marketing Company in Houston, Texas. He is a registered broker and investment adviser in Texas.
According to his BrokerCheck report, Leslie Rosenblatt has received one pending customer complaint and was discharged from one former employer in connection to alleged rule violations.
In 2017 a customer alleged Leslie Rosenblatt, while employed at WFG Investments, misrepresented material facts related to an investment within offering documents, failed to conduct reasonable due diligence, and failed to execute reasonable care in connection to an investment in convertible preferred stock. The customer is seeking $75,000 in damages in the pending complaint.
In 2014 Leslie Rosenblatt was terminated from his position at WFG Investments following allegations he “facilitated private securities transactions without prior approval.”
If you have lost money investing with Leslie Rosenblatt, also known as Lee Rosenblatt, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.