Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 5, 2017 indicate that Connecticut-based Raymond James & Associates broker/adviser Lynn Grossman has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Grossman (CRD# 1777008).
Lynn Grossman has spent 28 years in the securities industry and has been registered with Raymond James & Associates in Westport, Connecticut since December 2016. Previous registrations include Wells Fargo Advisors in Westport, Connecticut (2005-2016); Citigroup Global Markets in New York, New York (1989-2005); and Kidder Peabody & Company in New York, New York (1988-1989). She is a registered broker and investment adviser with ten US states and territories: California, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, Oregon, South Carolina and Washington. She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 8 (General Securities Sales Supervisor Examination).
According to her BrokerCheck report, Lynn Grossman has received one customer complaint.
In 2008 a customer alleged Lynn Grossman, while employed at Wachovia Securities, sold an investment in auction rate securities, which were represented as liquid and readily convertible into cash, prior to the widespread breakdown in liquidity in the auction rate securities market. The complaint settled with the firm’s repurchase of the securities at par value, for $1,475,000.
If you or someone you know has lost money investing with Lynn Grossman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.