Mack Miller Was “Permitted to Resign” Following Allegations of Rule Violations

Mack MillerPublic records provided by the Financial Industry Regulatory Authority (FINRA) on August 7, 2017 indicate that New York-based Spartan Capital Securities broker Mack Miller has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miller (CRD# 2822317).

Mack Miller has spent 12 years in the securities industry and has been registered with Spartan Capital Securities in New York, New York since April 2017. Previous registrations include Dawson James Securities in New York, New York; Lampert Capital Markets in New York, New York; Viewtrade Securities in Jersey City, New Jersey; Arjent LLC in New York, New York; Woodstock Financial Group in New York, New York; Blackbook Capital in New York, New York; and Coastal Equities in New York, New York. He is a registered broker with 12 US states: Arizona, California, Georgia, Iowa, Kansas, Minnesota, Nebraska, New York, Ohio, Oklahoma, Texas and Washington.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint. He also was “permitted to resign” from Dawson James Securities in April 2017 following allegations he “called a prospective customer in a state where he was not registered.”

In April 2017 a customer alleged Mack Miller, while employed at Dawson James, misrepresented material facts related to an investment and executed excessive trades from August 2016 to April 2017. the customer is seeking $20,000 in damages in the pending complaint.

In 2014 a customer alleged Mack Miller, while employed at Coastal Equities, recommended unsuitable investments and churned the account. The complaint settled for $7,500.

If you or someone you know has lost money investing with Mack Miller, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.