Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 1, 2017 indicate that New Jersey-based Stifel Nicolaus & Company broker/adviser Marc Sukoneck has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sukoneck (CRD# 2922106).
Marc Sukoneck has spent 20 years in the securities industry and has been registered with Stifel Nicolaus & Company in Florham Park, New Jersey since 2007. She was previously registered with Ryan Beck & Company in Florham Park, New Jersey (1997-2007). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 28, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 30, 1998; and Series 7 (General Securities Representative Examination), which he obtained on July 29, 1997. He is a registered broker and investment adviser with 15 US states and territories: Arizona, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, Pennsylvania, South Carolina and Virginia. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received four customer complaints and two pending customer complaints.
In September 2017 a customer alleged Marc Sukoneck, while employed at Stifel Nicolaus & Company, misrepresented material facts, executed unauthorized transactions, churned investments, and recommended unsuitable products. The customer is seeking $160,000 in damages in the pending complaint.
In 2002 a customer alleged Marc Sukoneck, while employed at Ryan Beck & Company, made unsuitable investment recommendations and failed to follow instructions. The customer is seeking $5,000 in damages in the pending complaint.
In 2013 a customer alleged Marc Sukoneck, while employed at Stifel Nicolaus & Company, provided unsatisfactory advice. The complaint settled for $25,000.
In 2013 a customer alleged he, while employed at Stifel Nicolaus & Company, recommended unsuitable investments in closed-end funds. The complaint settled for $60,000.
In 2011 a customer alleged he, while employed at Stifel Nicolaus & Company, made unsuitable investment recommendations. The complaint settled for $7,000.
In 2009 a customer alleged he, while employed at Ryan Beck, misrepresented material facts related to variable annuity products. The complaint settled for $50,000.
If you have complaints regarding Marc Sukoneck, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.