Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 12, 2017 indicate that Texas-based Rhodes Securities broker/adviser Marilyn Zehntner, also known as Marilyn Clark, has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Tiderencel (CRD# 2645697).
Marilyn Zehntner has spent 17 years in the securities industry and has been registered with Rhodes Securities in Fort Worth, Texas since 2004. She was previously registered with Rhodes Securities in Fort Worth Texas (2000-2003). She has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 11, 2000; Series 7 (General Securities Representative Examination), which she obtained on May 8, 2000; Series 4 (Registered Options Principal Examination), which she obtained on September 29, 2006; and Series 24 (General Securities Principal Examination), which she obtained on June 28, 2004. She is a registered broker and investment adviser with 52 US states and territories.
According to her BrokerCheck report, she has received one customer complaint and one pending customer complaint.
In September 2017 a customer alleged Marilyn Zehntner, while employed at Rhodes Securities, recommended unsuitable products, failed in her supervisory duties, and breached her fiduciary duty to act in the customer’s best interests. The customer is seeking damages in excess of $250,000 in the pending complaint.
In January 2017 a customer alleged Marilyn Zehntner, while employed at Rhodes Securities, breached her fiduciary duty, was negligent in the performance of her duties, and breached contract in connection to investments of stock and options products. The complaint settled in July 2017 for $810,000.
If you have lost money investing with Marilyn Zehntner, also known as Marilyn Clark, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.