Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 22, 2017 indicate that former Illinois-based LPL Financial broker/adviser Mark Beesley has been discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Beesley (CRD# 1229440).
Mark Beesley has spent 32 years in the securities industry and was most recently registered with LPL Financial in Rockford, Illinois (2009-2016). Previous registrations include Mutual Service Corporation in Rockford, Illinois; Bates Securities; and Milwaukee Equity Services. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Mark Beesley has received one regulatory sanction and was recently discharged from LPL Financial.
In December 2016 Mark Beesley was terminated from his position at LPL Financial following allegations he exercised discretionary power in a customer account or customer accounts, in contravention of firm policies.
In 1989 the State of Illinois sanctioned Mark Beesley following allegations he conducted activity as an unregistered investment adviser. He was issued a fine of $890.
If you have lost money investing with Mark Beesley, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.