Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 25, 2018 indicate that Ohio-based AllState Financial Services broker Mark Eisma has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Eisma (CRD# 2170922).
Mark Eisma has spent 18 years in the securities industry and has been registered with AllState Financial Services in Pickerington, Ohio since 2012. Previous registrations include Park Avenue Securities in Columbus, Ohio (2010-2012); Cambridge Investment Research in Columbus, Ohio (2006-2010); Securities Service Network in Knoxville, Tennessee (2003-2005); Princor Financial Services in Des Moines, Iowa (2001-2003); and Pruco Securities Corporation in Newark, New Jersey (1999-2000). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 7, 2006, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 5, 1999. He is a registered broker with two US states: Ohio and West Virginia.
According to his BrokerCheck report, he has received five customer complaints.
In 2013 a customer alleged Mark Eisma, while employed at Securities Service Network, sold two variable universal life insurance policies that contained inappropriate illustrations and product design. The complaint settled in 2014 for $3,000,000.
In 2013 a customer alleged Mark Eisma, while employed at Cambridge Investment Research, recommended unsuitable investments. The complaint settled for $3,000,000.
In 2013 a customer alleged Mark Eisma, while employed at Cambridge Investment Research, acted negligently, failed in his supervisory duties, and breached his fiduciary duty. The complaint settled for $3,000,000.
In 2013 a customer alleged he, while employed at Cambridge Investment Research, breached his fiduciary duty, committed fraud, engaged in unjust enrichment, misrepresented and omitted material facts, and engaged in fraudulent concealment. The complaint settled for $3,000,000.
In 2012 a customer alleged he, while employed at Cambridge Investment Research, misrepresented material facts related to an investment in a variable universal life insurance policy. The complaint settled for $3,000,000.
If you or someone you know has lost money investing with Mark Eisma, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.