Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 8, 2018 indicate that Georgia-based Equity Services broker Mark Janowiak is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Janowiak (CRD# 1159663).
Mark Janowiak has spent 34 years in the securities industry and has been registered with Equity Services in Atlanta, Georgia since 2003. Previous registrations include New England Securities in New York, New York (1987-2003) and Penn Mutual Equity Services (1983-1987). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 6, 1983, and Series 7 (General Securities Representative Examination), which he obtained on September 17, 1983. He is a registered broker and investment adviser with four US states—Florida, Georgia, Montana, and Texas—and one self-regulatory organizations: FINRA.
According to his BrokerCheck report, he has received one pending customer complaint.
In October 2017 a customer’s trustees filed a complaint against Mark Janowiak, while he was employed at Equity Services, alleging that “the signatures related to a loan on a fixed life insurance product were not genuine” and that the customer’s checks for certain advisory services were paid directly to the registered representative. The claimants are seeking more than $108,600 in damages in the pending complaint.
If you have lost money investing with Mark Janowiak, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.