Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that Texas-based VFG Securities broker/adviser Mark Trewitt has been the subject of pending or resolved customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Trewitt (CRD# 1364490).
Mark Trewitt has spent 24 years in the securities industry and has been registered with VFG Securities in Plano, Texas since 2010. Previous registrations include Madison Avenue Securities in Plano, Texas; Kalos Capital in Plano, Texas; Ogilvie Security Advisors Corporation in Chicago, Illinois; Walnut Street Securities in El Segundo, California; Cadaret Grant & Company in Syracuse, New York; AIG Equity Sales in New York, New York; and Sun Investment Services Company in Wellesley Hills, Massachusetts. He is a registered broker and investment adviser with 15 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and four pending customer complaints.
In March 2017 a customer alleged Mark Trewitt, while employed at VFG Securities, recommended unsuitable investments and over-concentrated the accounts. The customer is seeking $300,000 in damages in the pending complaint.
In February 2017 a customer alleged Mark Trewitt, while employed at VFG Securities and Madison Avenue Securities, sold investments in non-traded real estate investment trusts and private placements through “inducement and misrepresentations.” The customer is seeking $400,000 in damages in the pending complaint.
In 2016 a customer alleged Mark Trewitt, while employed at VFG Securities, misrepresented and recommended unsuitable products. The customer is seeking $130,000 in damages in the pending complaint.
In 2014 a customer alleged he, while employed at VFG Securities, misappropriated funds. The complaint settled for $25,000.
If you or someone you know has lost money investing with Mark Trewitt, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.