Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New York-based Wells Fargo Advisors broker Martin Weiss has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Weiss (CRD# 601031).
Martin Weiss has spent 45 years in the securities industry and was most recently registered with Wells Fargo Advisors in Melville, New York (2015-2016). Previous registrations include David Lerner Associates in Syosset, New York (1988-2015); Gruntal & Company (1985-1987); Herzfeld & Stern (1980-1985); and Loeb Rhoades & Company (1965-1975). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 15, 1983; Series 5 (Interest Rate Options Examination), which he obtained on September 25, 1981; Series 7 (General Securities Representative Examination), which he obtained on September 15, 1979; and Series 1 (Registered Representative Examination), which he obtained on June 4, 1965. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In March 2018 a customer alleged Martin Weiss, while employed at David Lerner Associates, recommended unsuitable investments, misrepresented material facts related to an investment, omitted material facts related to an investment, and breached his fiduciary duty in connection to investments in municipal bond products. The customer is seeking damages between $100,000 and $500,000 in the pending complaint.
In 1972 a customer alleged Martin Weiss, while employed at Loeb Rhodes & Company, misrepresented material facts related to an investment in stock products. The complaint settled in 1973 for $10,000.
If you have complaints regarding Martin Weiss, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.