Mary Ann Wise Was Barred From Acting as a Broker

Mary Ann WisePublic records published by the Financial Industry Regulatory Authority (FINRA) on May 28, 2017 indicate that former New York-based Blackbook Capital broker Mary Ann Wise, also known as Mary Ann Bugliaro and Mary Ann Ricker, has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Wise (CRD# 1266649).

Mary Ann Wise has spent 23 years in the securities industry and was most recently registered with Blackbook Capital in New York, New York (2015-2016). Previous registrations include Garden State Securities in Hackensack, New Jersey; MetLife Securities in Springfield, Massachusetts; New England Securities in Somerset, New Jersey; Tower Square Securities in Somerset, New Jersey; Walnut Street Securities in Somerset, New Jersey; New England Securities in Fairfield, New Jersey; MetLife Securities in New York, New York; AB Watley Direct in New York, New York; Doyle Miles & Company in New York, New York; LL Partners in New York, New York; Shields & Company in New York, New York; Commonwealth Associates in New York, New York; Emeyerson.com in Boca Raton, Florida; Puglisi & Company in New York, New York; Painewebber in Weehawken, New Jersey; Sandgrain Securities in Garden City, New York; and J. Robbins Securities in New York, New York. She is currently not registered with any state or firm.

According to her BrokerCheck report, she has been sanctioned by FINRA.

In May 2017 FINRA sanctioned her following allegations she refused to appear for on-the-record testimony requested by FINRA. FINRA’s findings stated further: “Wise previously provided on-the-record testimony to FINRA during the course of its investigation into the activities of an individual who had been barred by FINRA. However, she refused FINRA’s request to appear for additional day of on-the-record testimony.” She was barred from acting as a broker or otherwise associating with firms that sell securities to the public.

If you or someone you know has complaints regarding Mary Ann Wise, also known as Mary Ann Bugliaro and Mary Ann Ricker, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.