Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2018 indicate that California-based Raymond James Financial Services broker/adviser Matthew Werthe has received several pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Werthe (CRD# 5664041).
Matthew Werthe has spent eight years in the securities industry and has been registered with Raymond James Financial Services in Murrieta, California since 2013. He was previously registered with Edward Jones in San Diego, California (2009-2013). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 3, 2009, and Series 7 (General Securities Representative Examination), which he obtained on June 22, 2009. He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Delaware, Florida, New York, Ohio, Oregon, Virginia, and Washington.
According to his BrokerCheck report, he has received three customer complaints.
In January 2018 a customer alleged Matthew Werthe, while employed at Raymond James Financial Services, committed fraud, executed excessive trades, churned investments, executed unauthorized transactions, breached his fiduciary duty, forged signatures, made unsuitable investment recommendations, breached contract, acted negligently, engaged in unjust enrichment, and failed in his supervisory duties. The customer is seeking $362,000 in damages in the pending complaint.
In November 2017 a customer alleged Matthew Werthe, while employed at Raymond James Financial Services, committed fraud, executed excessive trades, made unsuitable investment recommendations, acted negligently, failed in his supervisory duties, breached his fiduciary duty, and churned investments in connection to stock and mutual fund investments. The customer is seeking $728,000 in damages in the pending complaint.
In 2016 a customer alleged Matthew Werthe, while employed at Raymond James Financial Services, recommended aggressive and heavy oil and equities investments that suffered catastrophic losses. The customer is seeking $252,641 in damages in the pending complaint.
If you have lost money investing with Matthew Werthe, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.