Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 21, 2017 indicate that New York-based Ameriprise Financial Services broker Michael Fisher has been named in pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fisher (CRD# 4056114).
Michael Fisher has spent 17 years in the securities industry and has been registered with Ameriprise Financial Services in Melville, New York since 2016. Previous registrations include Wells Fargo Advisors in Melville, New York; UBS Financial Services in Melville, New York; Merrill Lynch in Melville, New York; and Citigroup Global Markets in Manhasset, New York. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker with 24 US states and territories.
According to his BrokerCheck report, he has received two pending customer complaints.
In April 2017 a customer alleged Michael Fisher, while employed at Wells Fargo Advisors, misrepresented material facts related to investments in unit investment trust (UIT) products. The customer is seeking more than $171,000 in damages in the pending complaint.
In March 2017 a customer alleged Michael Fisher, while employed at Wells Fargo Advisors, made unsuitable investment recommendations. The customer is seeking $50,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Michael Fisher, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.