Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that New Jersey-based Morgan Stanley broker/adviser Michael Goldberg has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Goldberg (CRD# 1526794).
Michael Goldberg has spent 30 years in the securities industry and has been registered with Morgan Stanley in Short Hills, New Jersey since 2009. Previous registrations include Citigroup Global Markets in Short Hills, New Jersey (1993-2009) and Lehman Brothers in New York, New York (1986-1993). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 3 (National Commodity Futures Examination). He is a registered broker and investment adviser with 23 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In April 2017 a customer alleged Michael Goldberg, while employed at Morgan Stanley Smith Barney, made unsuitable investment recommendations including mutual fund, closed-end fund and unit investment trust products. The customer is seeking more than $33,400 in damages in the pending complaint.
In 2010 a customer alleged Michael Goldberg, while employed at Morgan Stanley Smith Barney, purchased unsuitable mutual fund products. The complaint settled in 2011 for $50,000.
If you or someone you know has lost money investing with Michael Goldberg, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.