Michael Harper Received a Complaint for Breaching Fiduciary Duty

Michael Harper

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that Georgia-based Invest Financial Corporation broker/adviser Michael Harper has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harper (CRD# 1109509).

Michael Harper has spent 34 years in the securities industry and has been registered with Invest Financial Corporation in Duluth, Atlanta, Alpharetta, Buford, Monroe, and Snellville, Georgia since 2004. Previous registrations include BB&T Investment Services in Charlotte, North Carolina; Morgan Keegan & Company in Memphis, Tennessee; UBS Painewebber in Weehawken, New Jersey; JC Bradford & Company in New York, New York; American Fronteer Financial Corporation in Denver, Colorado; Rickel & Associates in New York, New York; FN Wolf & Company; Sherwood Capital; and First Jersey Securities. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with seven US states and territories: Alabama, California, Florida, Georgia, Indiana, South Carolina, and Tennessee.

According to his BrokerCheck report, Michael Harper has received one customer complaint.

In 2016 a customer alleged Michael Harper, while employed at Invest Financial Corporation, breached his fiduciary duty, acted negligently, and was negligent in his supervisory duties. The complaint settled in June 2017 for $9,000.

If you have lost money investing with Michael Harper, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.