Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that New York-based Signator Investors broker Michael Marlowe has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Marlowe (CRD# 2246020).
Michael Marlowe has spent 25 years in the securities industry and has been registered with Signator Investors in Williamsville, New York since 2005. Previous registrations include NYLife Securities in New York, New York (2004-2005); Pruco Securities in Newark, New Jersey (2001-2003); NYLife Securities in New York, New York (1999-2001); and Pruco Securities in Newark, New Jersey (1992-1999). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 16, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 27, 1992; Series 7 (General Securities Representative Examination), which he obtained on February 19, 2002; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 27, 1992; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on June 27, 2001. He is a registered broker with four US states: Arizona, Florida, Nevada, and New York.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one customer complaint that was withdrawn.
In April 2018 a customer alleged Michael Marlowe, while employed at Signator Investors, recommended an unsuitable fixed annuity product. The customer is seeking damages in excess of $5,000 in the pending complaint.
In 2009 a customer alleged Michael Marlowe, while employed at Signator Investors, omitted material facts in connection to the sale of an annuity policy. The customer sought unspecified damages in the complaint, which was withdrawn.
In 2004 a customer alleged Michael Marlowe, while employed at NYLife Securities, misrepresented material facts related to an annuity investment. The complaint settled for more than $444,800.
If you have lost money investing with Michael Marlowe, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.