Michael Peacock Has Received Three Customer Complaints

Michael PeacockPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 28, 2017 indicate that Florida-based Morgan Stanley broker/adviser Michael Peacock has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Peacock (CRD# 1720299).

Michael Peacock has spent 29 years in the securities industry and has been registered with Morgan Stanley in West Palm Beach, Florida since 2016. Previous registrations include Wells Fargo Advisors in West Palm Beach, Florida (2007-2016); Citigroup Global Markets in New York, New York (1989-2007); and Drexel Burnham Lambert (1988-1989). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 3 (National Commodity Futures Examination). He is a registered broker and investment adviser with 33 US states and territories.

According to his BrokerCheck report, Michael Peacock has received three customer complaints.

In 2010 a customer alleged Michael Peacock, while employed at Wells Fargo Advisors, recommended unsuitable investments and over-concentrated her portfolio. The complaint settled in 2012 for $50,000.

In 2004 a customer alleged Michael Peacock, while employed at Smith Barney, recommended an unsuitable strategy and entered a stop loss order without authorization. The complaint settled for $30,000.

In 1991 a customer alleged he made unsuitable transactions and unauthorized margin trades. the complaint settled for $10,000.

If you have complaints regarding Michael Peacock, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you recover money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.