Customer Alleged Michael Roberts Failed to Conduct Proper Due Diligence

Michael RobertsPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that Arizona-based Triad Advisors broker/adviser Michael Roberts has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Roberts (CRD# 4700058).

Michael Roberts has spent fourteen years in the securities industry and has been registered with Triad Advisors in Mesa, Arizona and Eugene, Oregon since July 2017. Previous registrations include Coastal Equities in Eugene, Oregon (2015-2017); Centaurus Financial in Chandler, Arizona (2012-2015); JP Turner & Company in Chandler, Arizona (2007-2012); Brookstreet Securities Corporation in Eugene, Oregon (2007); and Raymond James Financial Services in Eugene, Oregon (2003-2007). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on October 21, 2003, and Series 7 (General Securities Representative Examination), which he obtained on September 29, 2003. He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Iowa, Kansas, Maryland, Minnesota, Nebraska, Nevada, New York, Oregon, Tennessee, Texas, Utah, Virginia and Washington.

According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.

In October 2017 a party of customers alleged Michael Roberts, while employed at JP Turner & Company and Centaurus Financial, failed to conduct proper due diligence regarding the recommended products and made unsuitable investment recommendations. The customers are seeking between $100,000 and $500,000 in damages in the pending complaint.

In 2010 a customer alleged Michael Roberts, while employed at JP Turner & Company, misrepresented material facts related to an investment in variable annuity products. The complaint settled in 2011 for more than $85,600.

If you or someone you know has lost money investing with Michael Roberts, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.