Michael Sperlinga (Morgan Stanley) Has Unsuitability Complaint

Michael SperlingaPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Massachusetts-based Morgan Stanley broker/adviser Michael Sperlinga has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sperlinga (CRD# 2471775).

Michael Sperlinga has spent 22 years in the securities industry and has been registered with Morgan Stanley in Boston, Massachusetts since 2011. He was previously registered with Merrill Lynch in Boston, Massachusetts (1994-2011). He is a registered broker and investment adviser with 39 US states and territories.

According to his BrokerCheck report, Michael Sperlinga has received five customer complaints.

In 2011, a customer alleged Michael Sperlinga, while employed at Merrill Lynch, recommended unsuitable investments. The complaint settled for $150,000.

In 2010, a customer alleged Michael Sperlinga, while employed at Merrill Lynch, acted negligently, made unsuitable investment recommendations, and failed to diversify. In 2013 the complaint resulted in an award to the customer of more than $89,400.

In 2002, a customer alleged Michael Sperlinga, while employed at Merrill Lynch, made unsuitable recommendations, committed fraud, and breached contract. In 2005 the complaint resulted in an award to the customer of $56,000.

In 2001, a customer alleged Michael Sperlinga, while employed at Merrill Lynch, churned the account. The complaint settled in 2002 for $17,500.

In 2001, a customer alleged Michael Sperlinga, while employed at Merrill Lynch, recommended an unsuitable investment. The complaint settled in 2002 for $55,000.

If you have lost money investing with Michael Sperlinga, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.