Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 indicate that former Colorado-based Raymond James Financial Services broker/adviser Mitchell Behm has been the subject of a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Behm (CRD# 2828588).
Mitchell Behm has spent nineteen years in the securities industry and was most recently registered with Raymond James Financial Services in Lakewood, Colorado (2016-2017). Previous registrations include Edward Jones in Denver, Colorado; Linsco/Private Ledger Corporation in Denver, Colorado; Charles Schwab & Company in San Francisco, California; Merrill Lynch in New York, New York; and Edward D. Jones & Company in St. Louis, Missouri. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and two denied customer complaints.
In July 2016 a customer alleged Mitchell Behm, while employed at Edward Jones, “provided poor advice in August 2013 to add an income rider that will not be used for a Lincoln variable annuity.” The complaint settled for more than $45,900.
In 2011 a customer alleged Mitchell Behm, while employed at Edward Jones, provided misleading advice. The customer sought unspecified damages in the complaint, which was denied.
In 2009 a customer alleged Mitchell Behm, while employed at Charles Schwab & Company, gave poor recommendations. The customer sought more than $44,000 in damages in the complaint, which was denied.
If you have lost money investing with Mitchell Behm, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.