Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 15, 2018 indicate that former Florida-based Stifel Nicolaus & Company broker/adviser Mitchell Yanow, who has received a customer dispute, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yanow (CRD# 2148171).
Mitchell Yanow has spent 26 years in the securities industry and was most recently registered with Stifel Nicolaus & Company in Boca Raton, Florida (2015-2018). Previous registrations include Oppenheimer & Company in Palm Beach Gardens, Florida (2008-2015); Wachovia Securities in Palm Beach Gardens, Florida (2005-2008); UBS Financial Services in Weehawken, New Jersey (2000-2005); JB Hanauer & Company in Parsippany, New Jersey (1992-2000); and Halpert & Company in Millburn, New Jersey (1991-1992). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 20, 1991, and Series 7 (General Securities Representative Examination), which he obtained on September 12, 1991. He is currently not registered with any state or firm.
According to his BrokerCheck report, Mitchell Yanow has received one customer complaint and was recently discharged from his former employer.
In May 2018 he was terminated from his position at Stifel Nicolaus & Company in connection to allegations he “took money from a client account for his personal use” without obtaining proper authorization.
In 2015 a customer alleged Mitchell Yanow, while employed at Oppenheimer & Company, charged excessive commission and margin interest. The complaint settled for $144,000.
If you or someone you know has lost money investing with Mitchell Yanow, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.