Moe Azizi, Registered Rep with Centaurus Financial, Involved in Customer Dispute Over Unsuitable Investments

Moe Azizi (CRD#: 2154719), a broker with Centaurus Financial, is currently involved in a customer dispute over unsuitable investments, according to his BrokerCheck report accessed on October 24, 2019. If your broker recommended securities that were not suitable given your investment goals, you may have a suitability claim and might benefit from seeking the counsel of the securities attorneys of Fitapelli Kurta.

Moe Azizi

On September 20, 2019, clients alleged that Moe Azizi “facilitated unsuitable, high-risk and illiquid investments.” Illiquid investments cannot be sold and are unsuitable for investors who would like easy access to cash. Unscrupulous brokers, however, may convince investors to invest in illiquid investments because of the high commissions they generate for themselves. On October 15, 2018, a customer alleged that their financial advisor, Moe Azizi, “recommended unsuitable investments.”

Moe Azizi is no stranger to the securities industry. Over his 28-year career in the securities industry, Moe Azizi has worked for six broker-dealers. In addition to his current position with Centaurus Financial, Inc. (CRD#: 30833) in San Jose, California, he has worked for five other broker-dealers:

  • Summit Brokerage Services, Inc. (CRD#: 34643) of San Jose, California
  • P. Turner & Company, LLC (CRD#: 43177) of San Jose, California
  • Global Capital Securities Corporation (CRD#: 16184) of Englewood, Colorado
  • Kober Financial Corp. (CRD#: 17551) of Englewood, Colorado
  • W. Gant & Associates, Inc. (CRD#: 7963)

If you’ve worked with Moe Azizi or if you believe your broker may have placed you in investments that were unsuitable given your investment objectives and risk tolerance, don’t hesitate to contact a securities attorney. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with the securities attorneys of Fitapelli Kurta.