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Nathan Hooker is Involved in a Customer Dispute

Nathan HookerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 16, 2018 indicate that Tennessee-based Wells Fargo Clearing Services broker/adviser Nathan Hooker has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hooker (CRD# 2813468).

Nathan Hooker has spent 21 years in the securities industry and has been registered with Wells Fargo Clearing Services in Memphis, Tennessee since 2004. Previous registrations include Legg Mason Wood Walker in Baltimore, Maryland (2000-2004) and JC Bradford & Company in New York, New York (1996-2000). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 23, 1996, and Series 7 (General Securities Representative Examination), which he obtained on December 6, 1996. He is a registered broker and investment adviser with 23 US states and territories: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Indiana, Louisiana, Massachusetts, Mississippi, Missouri, New Hampshire, New Mexico, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, and Texas. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint.

In April 2018 a customer alleged Nathan Hooker, while employed at Wells Fargo Clearing Services, recommended unsuitable investments in connection to mutual fund products. The customer is seeking $1,500,000 in damages in the pending complaint.

If you or someone you know has lost money investing with Nathan Hooker, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.