Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 25, 2017 indicate that North Carolina-based Merrill Lynch broker/adviser Nichola Agins is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Agins (CRD# 2920530).
Nichola Agins has spent 16 years in the securities industry and has been registered with Merrill Lynch in Cary, North Carolina since 2006. Previous registrations include Morgan Stanley DW in Naples, Florida (2002-2006) and First Union Securities in St. Louis, Missouri (2001-2002). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on July 2, 2002; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on March 6, 2002; Series 31 (Futures Managed Funds Examination), which she obtained on July 19, 2002; and Series 7 (General Securities Representative Examination), which she obtained on July 31, 2001. She is a registered broker and investment adviser with 21 US states and territories: Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Iowa, Maine, Maryland, Massachusetts, Missouri, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia and Wisconsin.
According to her BrokerCheck report, Nichola Agins has received one pending customer complaint.
In October 2017 a customer alleged Nichola Agins, while employed at Merrill Lynch, misappropriated funds from October 2016 through October 2017. The customer is seeking unspecified damages in the pending complaint.
If you or someone you know has complaints regarding Nichola Agins, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.