Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that New York-based Janney Montgomery Scott broker/adviser Craig Sherrer has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sherrer (CRD# 5972142).
Craig Sherrer has spent seven years in the securities industry and has been registered with Janney Montgomery Scott in Garden City, New York since April 2018. Previous registrations include Newbridge Securities Corporation in New York, New York (2012-2018) and Investors Capital Corporation in New York, New York (2011-2012). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 9, 2018; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 9, 2012; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on November 22, 2011. He is a registered broker and investment adviser with 39 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint.