Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 20, 2017 indicate that Idaho-based Allegis Investment Services broker/adviser Heath Bowen has been named in a pending regulatory complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bowen (CRD# 4824684).
Heath Bowen has spent 12 years in the securities industry and has been registered with Allegis Investment Services in Idaho Falls, Idaho since 2014. Previous registrations include Signator Financial Services in Idaho Falls, Idaho; LPL Financial in Idaho Falls, Idaho; Beneficial Investment Services in Salt Lake City, Utah; and Equity Services in Idaho Falls, Idaho. He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with eleven US states.
According to his BrokerCheck report, he has received one pending regulatory complaint and three pending customer complaints.