Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that former Maryland-based NY Life Securities broker/adviser Ronald Knight has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knight (CRD# 5265446).
Ronald Knight has spent nine years in the securities industry and was most recently registered with NYLife Securities in Timonium, Maryland (2008-2017). He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 1, 2008; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 27, 2007; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on September 1, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints.