Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 11, 2017 indicate that Florida-based International Assets Advisory broker/adviser Bryan Lightsey has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lightsey (CRD# 4472767).
Bryan Lightsey has spent 14 years in the securities industry and was most recently registered with International Assets Advisory in Orlando, Florida (2016). Previous registrations include AXA Advisors in Boca Raton, Florida; AIG Retirement Advisors in Houston, Texas; and the Variable Annuity Marketing Company in Houston, Texas. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two regulatory sanctions, one pending regulatory complaint, and one customer complaint. He was also discharged from his position at AXA Advisors in January 2016 following allegations of “material misrepresentations on multiple customer variable annuity applications.”