Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that Pennsylvania-based Stifel Nicolaus & Company broker/adviser Patrick Dever has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dever (CRD# 2202204).
Patrick Dever has spent 26 years in the securities industry and has been registered with Stifel Nicolaus & Company in West Chester, Pennsylvania since 2014. Previous registrations include Morgan Stanley in West Chester, Pennsylvania (2009-2014); Morgan Stanley & Company in West Chester, Pennsylvania (2007-2009); Morgan Stanley DW in West Chester, Pennsylvania (2006-2007); Citigroup Global Markets in Media, Pennsylvania (1993-2006); and Lehman Brothers in New York, New York (1992-1993). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 22, 1992; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 6, 1992; and Series 7 (General Securities Representative Examination), which he obtained on January 22, 1992. He is a registered broker and investment adviser with seven US states and territories: Delaware, Maryland, New Jersey, New York, Pennsylvania, Virginia, and West Virginia. He is registered with six self-regulatory organizations (SROs): Cboe BZX Exchange, FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In May 2018 a customer alleged Patrick Dever, while employed at Stifel Nicolaus & Company, purchased an “inappropriate and speculative” over-the-counter stock product. The customer is seeking $100,000 in damages in the pending complaint.
In 2010 a customer alleged Patrick Dever, while employed at Morgan Stanley & Company, made unsuitable investments in common and preferred stock, mutual funds, and unit investment trusts. The complaint settled for $65,000.
If you or someone you know has lost money investing with Patrick Dever, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.