Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that New Jersey-based Hennion & Walsh broker/adviser Patrick Walsh is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Walsh (CRD# 2383640).
Patrick Walsh has spent 24 years in the securities industry and has been registered with Hennion & Walsh in Parsippany, New Jersey since 1993. He has no previous registrations. He is registered as a broker and investment adviser with 42 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.
In March 2018 a customer alleged Patrick Walsh, while employed at Hennion & Walsh, recommended unsuitable municipal bond purchases in 2013. The customer is seeking $100,00 in damages in the pending complaint. A “broker statement” on the disclosure reads: “Representative named in the complaint never solicited or recommended the products.”
In September 2017 a party of customers alleged Patrick Walsh, while employed at Hennion & Walsh, recommended unsuitable investments in municipal bonds for their self-directed accounts in or after 2006. The customers are seeking $90,000 in damages in the pending complaint.
In 2015 a customer alleged Patrick Walsh, while employed at Hennion & Walsh, made unsuitable investment transactions. The complaint settled in January 2017 for $30,000.
If you or someone you know has a complaint regarding Patrick Walsh, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.