Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that Florida-based Dawson James Securities broker Paul DiPietro has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. DiPietro (CRD# 4313454).
Paul DiPietro has spent 17 years in the securities industry and has been registered with Dawson James Securities in Boca Raton, Florida since 2012. Previous registrations include Investors Capital in Boca Raton, Florida (2011-2012); Chicago Investment Group in Boca Raton, Florida (2005-2007); Gunnallen Financial in Tampa, Florida (2003-2005); Shelman Securities in Dallas, Texas (2003); Brockington Securities in Ronkonkoma, New York (2003); KSH Investment Group in Great Neck, New York (2001-2003); Harrison Securities in Port Washington, New York (2001); Global Capital Securities in Englewood, Colorado (2001); and Global Capital Markets in Melville, New York (2000-2001). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 14, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 16, 2001; Series 7 (General Securities Representative Examination), which he obtained on June 16, 2001; and Series 62 (Corporate Securities Limited Representative Examination), which he obtained on November 28, 2000. He is a registered broker with 25 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In April 2018 a customer alleged Paul DiPietro, while employed at Dawson James, churned the account and made unsuitable investments between January and September 2015. The customer is seeking $1,000,000 in damages in the pending complaint.
In 2012 a customer alleged Paul DiPietro, while employed at Investors Capital, made unsuitable investments. The complaint settled for $20,000.
In 2008 a customer alleged Paul DiPietro, while employed at Chicago Investment Group, made unsuitable unsuitable recommendations, churned the account, and failed in his supervisory duties in connection to investments in common and preferred stock. The complaint settled for $160,000.
If you or someone you know has lost money investing with Paul DiPietro, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.