Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that California-based Western International Securities broker Perry Gallagher has been involved in customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gallagher (CRD# 1193594).
Perry Gallagher has spent 34 years in the securities industry and has been registered with Western International Securities in Santa Rosa, California since 2013. Previous registrations include GBS Financial Corporation in Santa Rosa, California (2012-2013); Wedbush Securities in Los Angeles, California (2001-2012); Triquest Financial in Glendale, California (1990-2001); Bateman Eichler Hill Richards (1988-1990); Shearson Lehman Hutton in New York, New York (1988); EF Hutton & Company (1985-1988); and Dean Witter Reynolds (1983-1985). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 21, 1983; Series 3 (National Commodity Futures Examination), which he obtained on May 28, 1986; and Series 7 (General Securities Representative Examination), which he obtained on October 15, 1983. He is a registered broker with two US states (California and Oregon) and one self-regulatory organization (FINRA).
According to his BrokerCheck report, he has received three customer complaints.
In November 2017 a customer alleged Perry Gallagher, while employed at Western International Securities, recommended investments that suffered losses from February 2013 through August 2017. The complaint settled in February 2018 for $38,500.
In 2008 a customer alleged Perry Gallagher, while employed at Wedbush Morgan Securities, acted negligently, made unsuitable investment recommendations, churned investments, executed unauthorized trades, misrepresented material facts, and committed fraud from July 2001 through March 2008. The complaint settled in 2009 for $72,500.
In 2004 a customer alleged Perry Gallagher, while employed at Wedbush Morgan Securities, breached his fiduciary duty, failed in his supervisory duties, breached contract, acted negligently, and committed elder abuse. The complaint settled in 2006 for $50,000.
If you or someone you know has a complaint regarding Perry Gallagher, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.