Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that New York-based Oppenheimer & Company broker/adviser Petar Arizanov has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Arizanov (CRD# 4804419).
Petar Arizanov has spent 14 years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2013. Previous registrations include Fidelity Brokerage Services in New York, New York (2009-2013); National Securities Corporation in New York, New York (2007-2008); and Gunnallen Financial in Westbury, New York (2004-2007). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 3, 2013; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 2, 2004; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on June 23, 2004; and Series 24 (General Securities Principal Examination), which he obtained on June 2, 2008. He is a registered broker and investment adviser with 13 US states and territories: California, Connecticut, the District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, Pennsylvania, and Texas. He is registered with self-regulatory organizations (SROs): Cboe Exchange Inc., FINRA, NYSE American LLC, NYSE Arca Inc., NYSE Chicago Inc., Nasdaq ISE LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one customer complaint that was closed with no action taken.
In January 2019 a customer alleged Petar Arizanov, while employed at Oppenheimer & Company, misrepresented and recommended an unsuitable options investment. The customer is seeking more than $265,600 in damages in the pending complaint.
In 2010 a customer alleged Petar Arizanov, while employed at National Securities Corporation, acted negligently, breached his fiduciary duty, breached contract, violated Nebraska’s blue sky laws, misrepresented material facts, and omitted material facts related to a private placement investment. The complaint settled for more than $6,100.
In 2009 a customer alleged Petar Arizanov, while employed at National Securities Corporation, recommended an unsuitable investment. The customer sought $12,000 in damages in the complaint, which was closed with no action taken.
If you or someone you know has lost money investing with Petar Arizanov, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.