Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 24, 2017 indicate that California-based Muriel Siebert & Company broker/adviser Peter Cunningham has been the subject of several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cunningham (CRD# 2400211).
Peter Cuningham has spent 23 years in the securities industry and has been registered with Muriel Siebert & Company in Beverly Hills, California since March 2017 and Stockcross Financial Services in Beverly Hills, California since 2002. Previous registrations include TD Waterhouse Investment Services in Omaha, Nebraska and Kennedy Cabot & Company Beverly Hills, California. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 25 US states and territories.
According to his BrokerCheck report, Peter Cunningham has received seven customer complaints and one pending customer complaint.
In 2012 a customer alleged Peter Cunningham, while employed at Stockcross Investment Services, acted negligently, misrepresented and omitted material facts, and recommended unsuitable products. The complaint settled for $90,000.
In 2012 a customer alleged Peter Cunningham, while employed at Stockcross Investment Services, omitted material facts and made unsuitable investment recommendations. The complaint settled for $150,000.
In 2005 a customer alleged he, while employed at Stockcross Investment Services, acted negligently and committed fraud. The complaint settled for $65,103.
In 2000 a customer alleged he, while employed at TD Waterhouse Investment Services, recommended unsuitable investments. The complaint resulted in an award to the customer of $40,000.
If you or someone you know has complaints regarding Peter Cunningham, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.