The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Michigan-based IFS broker/adviser Peter Neary.
Peter Neary has spent 26 years in the securities industry and has been registered with IFS Securities in Livonia, Michigan since February 2015. Previous registrations include Wunderlich Securities in Plymouth, Michigan (2010-2015); RBC Capital Markets in Plymouth, Michigan (2009-2010); Ferris Baker Watts in Plymouth, Michigan (2005-2009); Comerica Securities in Detroit, Michigan (1995-2005); Independence One Brokerage Services in Farmington Hills, Michigan (1992-1995); Liberty Securities Corporation (1992); John Hancock Distributors (1989-1992); and John Hancock Mutual Life Insurance Company in Boston, Massachusetts (1989-1992). Mr. Neary is a registered broker and investment adviser in California, Florida, Maryland, Michigan, North Carolina, and Pennsylvania.
According to his BrokerCheck report, Peter Neary is the subject of one customer complaint. He was also discharged from his positions at Wunderlich Securities and Comerica Securities.
In January 2015 a customer alleged Peter Neary, while employed at RBC Capital Markets and Wunderlich Securities, made excessive, unnecessary, and unauthorized trades from 2008 through 2015. The complaint settled for $25,000.
In January 2015 Peter Neary was terminated from Wunderlich Securities following allegations he made excessive, unnecessary, and unauthorized trades.
In September 2005 Peter Neary was terminated from Comerica Securities following allegations he misrepresented fees associated with certain sale and repurchase mutual fund transactions.
If you have lost money investing with Peter Neary, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only get paid if and when you recover money. You may have a limited window to file your claim, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.