Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 29, 2016 indicate that New York-based Morgan Stanley broker Philip Gullo is the subject of two pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gullo (CRD# 708616).
Philip Gullo has spent 35 years in the securities industry and has been registered with Morgan Stanley in New York, New York since 2009. Previous registrations include Citigroup Global Markets in New York, New York (1993-2009); Lehman Brothers in New York, New York (1986-1993); Kidder Peabody (1984-1986); and Merrill Lynch (1980-1984). He is a registered broker with 28 US states and territories.
According to his BrokerCheck report, Philip Gullo is the subject of two pending customer complaints.
In September 2015 a customer alleged Philip Gullo, while employed at Morgan Stanley Smith Barney, misrepresented material facts with respect to the portfolio investment strategy in July 2013. The customer is seeking unspecified damages in the pending complaint.
In 2000 a customer alleged Phillip Gullo, while employed at Salomon Smith Barney, engaged in failure to supervise in connection to an investment in equities. The customer is seeking damages of $44,590 in the pending complaint.
If you have complaints regarding or have lost money investing with Phillip Gullo, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means we only get paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.