Philip Rosenzweig: Received Four Customer Complaints

Philip RosenzweigPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 24, 2017 indicate that Florida-based Westpark Capital broker Philip Rosenzweig has been the subject of several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rosenzweig (CRD# 1125274).

Philip Rosenzweig has spent 33 years in the securities industry and has been registered with Westpark Capital in Boca Raton, Florida since 2015. Previous registrations include Laidlaw & Company in Fort Lauderdale, Florida; International Assets Advisory in Orlando, Florida; Maxim Group in Boca Raton, Florida; Dawson James Securities in Boca Raton, Florida; RF Lafferty & Company in New York, New York; Gunnallen Financial in Parkland, Florida; Cantella & Company in Boston, Massachusetts; and Raymond James Financial Services in St. Petersburg, Florida. He is a registered broker with eighteen US states and territories.

According to his BrokerCheck report, he has received four customer complaints and three pending customer complaints.

In March 2016 a customer alleged Philip Rosenzweig, while employed at Laidlaw & Company, breached his fiduciary duty, committed fraud, and breached contract. The customer is seeking $75,000 in damages in the pending complaint.

In March 2016 a customer alleged Philip Rosenzweig, while employed at Laidlaw & Company, acted negligently, participated in fraud, and breached his fiduciary duty. The customer is seeking $60,000 in damages in the pending complaint.

In 2016 a customer alleged Philip Rosenzweig, while employed at Laidlaw & Company, committed fraud, beached contract, and breached his fiduciary duty. The customer is seeking $100,000 in damages in the pending complaint.

In 2006 a customer alleged, while employed at Gunnallen Financial, he executed unauthorized trades. The complaint settled for $1,800.

In 1999 a customer alleged, while employed at Morgan Stanley Dean Witter, he committed common law and statutory violations. The complaint settled for $16,000.

In 1999 a customer alleged, while employed at Morgan Stanley Dean Witter, he executed unsuitable trades. The complaint settled for $4,499.

If you have complaints regarding Philip Rosenzweig, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you recover money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.