Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 5, 2018 indicate that Kentucky-based JJB Hilliard WL Lyons broker/adviser Randal Master has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Master (CRD# 4406924).
Randall Master has spent 16 years in the securities industry and has been registered with JJB Hilliard WL Lyons in Lexington, Kentucky since 2001. He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 17, 2001; Series 31 (Futures Managed Funds Examination), which he obtained on April 17, 2009; and Series 7 (General Securities Representative Examination), which he obtained on July 26, 2001. He is a registered broker and investment adviser with 22 US states and territories: Alabama, Arizona, California, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Missouri, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, and West Virginia. He is registered with three self-regulatory organizations (SROs): FINRA, NYSE American LLC, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In November 2017 a customer alleged Randal Master, while employed at JJB Hilliard WL Lyons, invested the customer’s funds in an annuity rather than a stock market, against the client’s wishes. The customer is seeking more than $31,100 in damages in the pending complaint.
In 2009 a customer alleged Randal Master, while employed at JJB Hilliard WL Lyons, did not appropriately advise him regarding the tax liability of certain transactions. The complaint settled for $150,000.
If you or someone you know has a complaint regarding Randal Master, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.