Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2017 indicate that former Florida-based International Assets Advisory broker/adviser Randyl Taber was terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Taber (CRD# 1399854).
Randyl Taber has spent 31 years in the securities industry and has been registred with International Assets Advisory in Orlando, Florida since June 2017. Previous registrations include Ameriprise Financial Services in West Des Moines, Iowa; Wells Fargo Advisors in West Des Moines, Iowa; AG Edwards & Sons in West Des Moines, Iowa; Anchor National Financial Services; and Edward D. Jones & Company. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with seven US states and territories: California, Colorado, Florida, Iowa, Minnesota, Wisconsin and Wyoming.
According to his BrokerCheck report, Randyl Taber was terminated from his former employer and has received two closed or denied customer complaints.
In May 2017 he was terminated from his position at Ameriprise Financial Services “for use of an unsuitable trading strategy and repeat violations of firm policy.”
In 2012 a customer alleged Randyl Taber, while employed Wells Fargo Advisors, told her she would never lose money and did not inform her of surrender fees. The customer sought unspecified damages in the complaint, which was denied.
In 2008 a customer alleged Randyl Taylor, while employed at AG Edwards & Sons, executed unauthorized speculative transactions. The customer sought more than $63,800 in damages in the complaint, which was closed.
If you or someone you know has lost money investing with Randyl Taber, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.