Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that Florida-based Raymond James & Associates broker/adviser Richard Caccamise has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Caccamise (CRD# 2203585).
Richard Caccamise has spent 25 years in the securities industry and has been registered with Raymond James & Associates in Aventura and Fort Lauderdale, Florida since 1998. Previous registrations include Prudential Securities in New York, New York (1994-1998); Duke & Company in New York, New York (1993-1994); and Prudential Securities in New York, New York (1992-1993). He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 11, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 10, 1993; Series 31 (Futures Managed Funds Examination), which he obtained on September 10, 2007; Series 7 (General Securities Representative Examination), which he obtained on December 15, 1992; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on September 16, 2005; Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on September 9, 2005; and Series 24 (General Securities Principal Examination), which he obtained on September 28, 1993. He is registered with 47 US states and territories and with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In November 2017 a customer alleged Richard Caccamise, while employed at Raymond James & Associates, acted negligently, over-concentrated investments in the account, breached his fiduciary duty, breached contract, and misrepresented and omitted material facts from November 2011 until May 2017. The customer is seeking $396,310 in damages in the pending complaint.
If you have lost money investing with Richard Caccamise, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.