Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 22, 2018 indicate that former New York-based Next Financial Group broker/adviser Richard Minichino was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Minichino (CRD# 5760862).
Richard Minichino has spent 7 years in the securities industry and was most recently registered with Next Financial Group in New York, New York (2016-2018). Previous registrations include Wunderlich Securities in New York, New York (2014-2016); JP Morgan Securities in Peekskill, New York (2012-2014); Chase Investment Services in Yorktown Heights, New York (2011-2012); and David Lerner Associates in White Plains, New York (2010-2011). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 24, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 29, 2010; and Series 7 (General Securities Representative Examination), which he obtained on April 14, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, Richard Minichino was recently terminated from his former employer and has received four unsatisfied judgments or liens.
In February 2018 Richard Minichino was terminated from his position at Next Financial Group following an internal review regarding trades in a clients account “that appeared to be unsuitable.”
In November 2017 Illeana Gomez filed a judgment or lien totaling $44,390.10 against him. The judgment or lien remains outstanding.
In August 2017 the New York Tax Commission filed a lien totaling $7,469 against him. The lien remains outstanding.
In May 2017 the New York Tax Commission filed a lien totaling $6,402 against him. The lien remains outstanding.
In February 2017 the New York Tax Commission filed a lien totaling $28,430.92 against him. The lien remains outstanding.
If you have lost money investing with Richard Minichino, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.